Date authorised
1 July 2023
Companies House
0708954984
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Mark Lane
    London
    EC3R 7NQ
    UNITED KINGDOM
    Phone
    +442074882345
  • Complaints Contact

    70 Mark Lane
    London
    EC3R 7NQ
    UNITED KINGDOM
    Phone
    +442070312887

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Robert Speers

    IRN BRS01068

    • SMF3 Executive Director (since 4 Jul 2023)
    • SMF19 Head of Overseas Branch/Head of Overseas (1 Jul 2023 to 14 Jul 2025)
  • Pierre Henri Dominique Yves Guntzberger

    IRN PHG01051

    • SMF3 Executive Director (4 Jul 2023 to 12 Mar 2024)
    • Responsible for Insurance Distribution (4 Jul 2023 to 12 Mar 2024)
  • Timothy James Nagle

    IRN TJN01042

    • SMF3 Executive Director (since 2 Aug 2025)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 11 Jul 2025)
    • Responsible for Insurance Distribution (since 4 Feb 2025)
    • SMF3 Executive Director (4 Feb 2025 to 11 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.