Miles Smith Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Steven John Lee
IRN SJL01233
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (22 Feb 2011 to 8 Dec 2019)
Warren Downey
IRN WXD01086
- SMF1 Chief Executive (9 Dec 2019 to 29 Dec 2025)
- SMF3 Executive Director (9 Dec 2019 to 10 Mar 2026)
- CF1 Director (28 Nov 2019 to 8 Dec 2019)
- CF3 Chief Executive (28 Nov 2019 to 8 Dec 2019)
William John Nunes Nabarro
IRN WJN01016
- SMF9 Chair of the Governing Body (12 Oct 2021 to 11 Feb 2022)

Smaller firms operating under this firm's FCA authorisation.

Sheas Transport Services Ltd (no longer appointed)
FRN 945705 · Appointed 25 Feb 2021 · Until 31 Jan 2024
Builders Merchants Federation (no longer appointed)
FRN 422250 · Appointed 10 Jun 2020 · Until 9 Nov 2022
Independent Ambulance Association (no longer appointed)
FRN 768968 · Appointed 12 May 2020 · Until 9 Nov 2022
David Codling And Associates Limited (no longer appointed)
FRN 404352 · Appointed 28 Jan 2019 · Until 17 Mar 2023
Richmond Hamilton (no longer appointed)
FRN 809271 · Appointed 16 May 2018 · Until 3 Mar 2022
Tempus Fugit Consultancy Limited (no longer appointed)
FRN 789073 · Appointed 18 Sep 2017 · Until 3 Mar 2022
Superyacht Insurance Brokers Ltd (no longer appointed)
FRN 783998 · Appointed 11 Jul 2017 · Until 2 Sep 2019
Philip Adams Limited (no longer appointed)
FRN 587604 · Appointed 6 Dec 2016 · Until 7 Mar 2022
Assured Procure Ltd (no longer appointed)
FRN 748168 · Appointed 25 May 2016 · Until 3 May 2018
United Farmers Limited (no longer appointed)
FRN 742283 · Appointed 30 Mar 2016 · Until 26 Apr 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.