Miles Smith Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Steven John Lee
IRN SJL01233
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (22 Feb 2011 to 8 Dec 2019)
Warren Downey
IRN WXD01086
- SMF1 Chief Executive (9 Dec 2019 to 29 Dec 2025)
- SMF3 Executive Director (9 Dec 2019 to 10 Mar 2026)
- CF1 Director (28 Nov 2019 to 8 Dec 2019)
- CF3 Chief Executive (28 Nov 2019 to 8 Dec 2019)
William John Nunes Nabarro
IRN WJN01016
- SMF9 Chair of the Governing Body (12 Oct 2021 to 11 Feb 2022)

Smaller firms operating under this firm's FCA authorisation.

Core Underwriting Limited (no longer appointed)
FRN 556205 · Appointed 15 Jul 2011 · Until 3 Mar 2022
P D CONSULTANCY SERVICES (no longer appointed)
FRN 553087 · Appointed 9 Jun 2011 · Until 9 Oct 2013
WHITELODGE (SUFFOLK) LIMITED (no longer appointed)
FRN 547958 · Appointed 21 Apr 2011 · Until 9 Oct 2013
BURNEY REALTY LIMITED (no longer appointed)
FRN 540368 · Appointed 28 Jan 2011 · Until 3 Mar 2022
Allan White (no longer appointed)
FRN 524322 · Appointed 19 May 2010 · Until 9 Oct 2013
Ibbett Mosely Property Consultants LLP (no longer appointed)
FRN 492532 · Appointed 14 May 2010 · Until 28 May 2013
ERA Property Services Ltd (no longer appointed)
FRN 509940 · Appointed 15 Oct 2009 · Until 20 Jan 2014
British Ambulance Association (no longer appointed)
FRN 497132 · Appointed 14 Aug 2009 · Until 9 Nov 2022
Blaze Fire Systems Limited (no longer appointed)
FRN 496174 · Appointed 12 Feb 2009 · Until 20 Jan 2014
Barry Clementson (no longer appointed)
FRN 496309 · Appointed 12 Feb 2009 · Until 7 Nov 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.