Miles Smith Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Steven John Lee
IRN SJL01233
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (22 Feb 2011 to 8 Dec 2019)
Warren Downey
IRN WXD01086
- SMF1 Chief Executive (9 Dec 2019 to 29 Dec 2025)
- SMF3 Executive Director (9 Dec 2019 to 10 Mar 2026)
- CF1 Director (28 Nov 2019 to 8 Dec 2019)
- CF3 Chief Executive (28 Nov 2019 to 8 Dec 2019)
William John Nunes Nabarro
IRN WJN01016
- SMF9 Chair of the Governing Body (12 Oct 2021 to 11 Feb 2022)

Smaller firms operating under this firm's FCA authorisation.

Sums It Up Limited (no longer appointed)
FRN 741079 · Appointed 18 Mar 2016 · Until 16 Sep 2021
Health & Case Management Limited (no longer appointed)
FRN 711213 · Appointed 23 Jul 2015 · Until 2 Feb 2017
Balbir Judge (no longer appointed)
FRN 625698 · Appointed 12 Jun 2015 · Until 3 Mar 2022
Robert K Raymond (no longer appointed)
FRN 698312 · Appointed 22 May 2015 · Until 23 Jun 2017
Prospect Base Limited (no longer appointed)
FRN 690567 · Appointed 30 Apr 2015 · Until 17 Feb 2021
Hope Environment UK Ltd (no longer appointed)
FRN 686221 · Appointed 20 Apr 2015 · Until 16 Sep 2021
Amos Barber Estate Management Limited (no longer appointed)
FRN 651220 · Appointed 23 Oct 2014 · Until 16 Sep 2021
Nelson La Rochelle Limited (no longer appointed)
FRN 649626 · Appointed 13 Oct 2014 · Until 17 Jul 2015
Craig Bell (no longer appointed)
FRN 623235 · Appointed 13 May 2014 · Until 16 Sep 2021
TURRIS UK Ltd (no longer appointed)
FRN 616894 · Appointed 7 Mar 2014 · Until 17 Jun 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.