Miles Smith Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
7th FloorThe St Botolph Building138 HoundsditchLondonEC3A 7AWUNITED KINGDOM- Phone
- +4402079774800
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Complaints Contact
7th FloorThe St Botolph Building138 HoundsditchLondonEC3A 7AWUNITED KINGDOM- Phone
- +4402079774800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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ALAN JOHN STEWARD
IRN AJS01676
- CF1 Director (AR) (19 Jun 2012 to 4 Mar 2022)
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Adam Goldwater
IRN AXG01624
- CF4 Partner (AR) (14 Jan 2005 to 16 Mar 2021)
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Andrew Robert Poole
IRN AXP01582
- CF1 Director (AR) (9 Sep 2011 to 1 Jul 2014)
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Andrew William Cook
IRN AWC01072
- CF1 Director (AR) (18 Jun 2012 to 31 Aug 2012)
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Anthony Sudlow McConnell
IRN ASM01138
- CF2 Non Executive Director (14 Jan 2005 to 25 Sep 2007)
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Barry Edward Gilligan
IRN BXG00178
- [FCA CF] Significant management (since 19 Oct 2022)
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Charles Love
IRN CXL07672
- SMF3 Executive Director (9 Dec 2019 to 3 Mar 2022)
- CF1 Director (8 Nov 2018 to 8 Dec 2019)
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Christopher Allen Gagg
IRN CAG01164
- [FCA CF] CASS oversight function (19 Oct 2022 to 4 Mar 2026)
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Christopher MacDonald Stooke
IRN CMS01058
- CF2 Non Executive Director (6 Sep 2010 to 18 Jul 2018)
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Clare Louise Lebecq
IRN CXL00278
- SMF3 Executive Director (21 Jul 2022 to 24 Sep 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Health & Case Management Limited (no longer appointed)
FRN 711213 · Appointed 23 Jul 2015 · Until 2 Feb 2017
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Hope Environment UK Ltd (no longer appointed)
FRN 686221 · Appointed 20 Apr 2015 · Until 16 Sep 2021
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Amos Barber Estate Management Limited (no longer appointed)
FRN 651220 · Appointed 23 Oct 2014 · Until 16 Sep 2021
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Nelson La Rochelle Limited (no longer appointed)
FRN 649626 · Appointed 13 Oct 2014 · Until 17 Jul 2015
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.