Miles Smith Broking Limited

Date authorised
1 April 2013
Companies House
01325241
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800
    Web
    https://www.milessmith.co.uk

  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven John Lee

    IRN SJL01233

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Dec 2005 to 8 Dec 2019)
  • Warren Downey

    IRN WXD01086

    • CF1 Director (AR) (since 26 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 10 Mar 2026)
    • SMF1 Chief Executive (9 Dec 2019 to 29 Dec 2025)
    • CF3 Chief Executive (28 Nov 2019 to 8 Dec 2019)
    • CF1 Director (28 Nov 2019 to 8 Dec 2019)
  • William John Nunes Nabarro

    IRN WJN01016

    • SMF9 Chair of the Governing Body (12 Oct 2021 to 11 Feb 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.