This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Mike Oakley Financial Services

Watch for changes

FRN: 154286
Last scraped: 13 hours ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

5 Bignal Court

Kettering

Northamptonshire

NN15 7RH

UNITED KINGDOM

Phone

+4401536410806

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Brian John Walton
IRN BJW00017
- (3)Employed By (27 Oct 1998 to 21 Aug 2003)
Derek Giddings
IRN DLG00011
- (4)Employed By (22 Apr 2004 to 29 Jan 2007)
Michael Anthony Oakley
IRN MAO00013
- (2)Employed By (28 Feb 2007 to 10 Jun 2008)
Richard Kendall Thompson
IRN RKT00003
- (1)Employed By (1 Oct 1998 to 26 Mar 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.