This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Mike Collins

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FRN: 415292
Last scraped: 5 hours ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

St James's Place

One Trinity Gardens

Newcastle upon Tyne

Tyne and Wear

NE1 2HF

UNITED KINGDOM

Phone

+4401912010700

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Kevin Mark Gardner
IRN KMG01030
- (4)Employed By (14 Sep 2012 to 17 Aug 2016)
Michael Alan Collins
IRN MAC00060
- (3)Employed By (8 Dec 2004 to 15 Feb 2021)
Michael Robert Collins
IRN MRC00003
- (2)Employed By (8 Dec 2004 to 1 Jul 2016)
Timothy Hall McAdam
IRN THM01020
- (1)Employed By (24 Mar 2005 to 17 Aug 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.