Date authorised
1 April 2013
Companies House
03965676
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Innerleith Farm
    Innerleith
    Cupar
    Fife
    KY15 7UP
    UNITED KINGDOM
    Phone
    +4401236898182
  • Complaints Contact

    Innerleith Farm
    Innerleith
    Cupar
    Fife
    KY15 7UP
    UNITED KINGDOM
    Phone
    +4401236898182

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adele Susan Page-Hall

    IRN ASP01053

    • SMF3 Executive Director (9 Dec 2019 to 4 Jun 2021)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Harold Michael Hall

    IRN HMH01033

    • SMF1 Chief Executive (9 Dec 2019 to 4 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 4 Jun 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Jun 2021)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Josephine Vaughan

    IRN JXV00061

    • [FCA CF] Client dealing (since 19 Mar 2021)
  • Keith Storrie

    IRN KXS01787

    • Responsible for Insurance Distribution (since 2 Jul 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 Apr 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.