MICHAEL GRAHAM FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Michael Graham Estate Agents

  1 St. Peters Street

  Bedford

  MK40 2PN

  UNITED KINGDOM

  Phone

  +4401234881183

  Web

  https://michaelgraham.co.uk/private-finance

• Complaints Contact

  Michael Graham Estate Agents

  1 St. Peters Street

  Bedford

  MK40 2PN

  UNITED KINGDOM

  Phone

  +4401234881183

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Christopher Simon Wilson

  IRN CSW01082

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 6 Jul 2017)
  • CF10 Compliance Oversight (6 Sep 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (6 Jul 2017 to 30 Sep 2018)
  • CF1 Director (18 Oct 2016 to 8 Dec 2019)
• Ian Fraser

  IRN IXF01074

  • CF1 Director (31 Oct 2004 to 20 Dec 2004)
• James Nolan

  IRN JXN90812

  • [FCA CF] Functions requiring qualifications (12 Apr 2022 to 25 Apr 2024)
  • [FCA CF] Client dealing (12 Apr 2022 to 25 Apr 2024)
• John Christopher Drake

  IRN JCD01107

  • CF1 Director (31 Oct 2004 to 1 Jan 2009)
• Lucy Ann Hill

  IRN LAH01096

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF1 Director (25 Oct 2010 to 8 Dec 2019)
• Lynda Halley

  IRN LXH01284

  • CF1 Director (31 Oct 2004 to 28 Feb 2005)
• Nigel Allen

  IRN NXA00019

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Ross Edward Muge

  IRN RXM00280

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Feb 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Feb 2022)
• Simon George Cooper Hill

  IRN SGH01076

  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (31 Oct 2004 to 8 Dec 2019)
• Sunil Sarbatta

  IRN SXS02355

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 12 Apr 2022)
  • [FCA CF] Client dealing (since 12 Apr 2022)

No changes recorded yet.