Date authorised
4 January 2016
Companies House
OC389160
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mubadala Capital
    7th Floor
    25 Berkeley Square
    London
    W1J 6HN
    UNITED KINGDOM
    Phone
    +442039094612
  • Complaints Contact

    Mubadala Capital
    7th Floor
    25 Berkeley Square
    London
    W1J 6HN
    UNITED KINGDOM
    Phone
    +442039094612

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Antoun Ghanem

    IRN AXG00744

    • SMF27 Partner (since 8 Sep 2025)
    • [FCA CF] Client dealing (since 1 Jan 2023)
  • Arjuna Naveen Soysa

    IRN AXS15764

    • [FCA CF] Client dealing (30 Oct 2020 to 12 Oct 2021)
  • Assaad Ibrahim Henoud

    IRN AXH00735

    • [FCA CF] Client dealing (since 10 Jun 2022)
  • Blake Austin Klein

    IRN BAK01048

    • SMF27 Partner (since 26 Jan 2022)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • [FCA CF] Significant management (since 1 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jan 2016 to 8 Dec 2019)
    • CF4 Partner (4 Jan 2016 to 23 Jan 2018)
  • Brendan Nerbonne

    IRN BXN01165

    • [FCA CF] Client dealing (11 Sep 2023 to 20 Sep 2024)
  • Chelsea Anne Fusselbaugh

    IRN CXF00230

    • [FCA CF] Client dealing (8 Jun 2022 to 9 Oct 2023)
  • Christopher Pearson Fazekas

    IRN CXF18073

    • SMF27 Partner (9 Dec 2019 to 17 Apr 2020)
    • CF30 Customer (25 Oct 2019 to 8 Dec 2019)
    • CF4 Partner (25 Oct 2019 to 8 Dec 2019)
  • Dale Jonathan Elliott

    IRN DJE01133

    • [FCA CF] Client dealing (since 8 Jun 2022)
  • Dimitri Alexeyevich Kryukov

    IRN DAK01059

    • CF30 Customer (4 Jan 2016 to 30 Nov 2018)
    • CF4 Partner (4 Jan 2016 to 30 Nov 2018)
  • Erik Jorgensen

    IRN EXJ01178

    • [FCA CF] Client dealing (12 Jan 2021 to 18 Oct 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.