Date authorised
1 April 2013
Companies House
04099451
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +4402070467955
  • Complaints Contact

    4th Floor
    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +442070467970

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Achim Rolf Bauer

    IRN ARB01181

    • CF2 Non Executive Director (14 Jan 2008 to 1 Oct 2008)
  • Bruce MacTavish Hepburn

    IRN BMH01033

    • CF1 Director (AR) (since 10 Apr 2024)
    • CF3 Chief Executive (AR) (since 10 Apr 2024)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (14 Jan 2008 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • David John Martin

    IRN DJM01449

    • CF2 Non Executive Director (30 Jan 2018 to 8 Dec 2019)
  • John Richard Coomber

    IRN JRC01074

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 15 Oct 2021)
    • CF2 Non Executive Director (14 Jan 2008 to 8 Dec 2019)
  • Martin Stuart Wynn

    IRN MSW01131

    • CF1 Director (14 Jan 2008 to 9 Sep 2014)
  • Mary McGuirke

    IRN MXW01942

    • CF29 Significant management (14 Apr 2014 to 23 Aug 2016)
  • Paul Spencer

    IRN PXS01256

    • CF2 Non Executive Director (14 Jan 2008 to 8 Dec 2019)
  • Stephen Smith

    IRN SXS01872

    • CF2 Non Executive Director (28 Oct 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.