Date authorised
19 August 2015
Companies House
07569731
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    27 Bridge Street
    Usk
    Sir Fynwy
    NP15 1BQ
    UNITED KINGDOM
    Phone
    +4403301340082
  • Complaints Contact

    27 Bridge Street
    Usk
    Sir Fynwy
    NP15 1BQ
    UNITED KINGDOM
    Phone
    +4403301340082

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip David Smith

    IRN PDS00020

    • [FCA CF] Functions requiring qualifications (18 Nov 2022 to 28 Sep 2023)
  • Rachel Stone

    IRN RXS01165

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Feb 2025)
  • Rebecca Jennifer-Rose Warner

    IRN RXW00714

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
  • Rhys Robert Brooks

    IRN RXB00923

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 12 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (since 28 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 28 Oct 2021)
  • Richard Cotter

    IRN RXC00313

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Robert Glyn Morgan

    IRN RXM00651

    • [FCA CF] Functions requiring qualifications (30 Mar 2022 to 13 Dec 2024)
  • Robert Jon Pike

    IRN RXP86741

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Mar 2022)
  • Robert Simpson

    IRN RXS00424

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Ronald Christopher Wood

    IRN RXW00370

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
  • Ryan Roberts

    IRN RXR01423

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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