Date authorised
16 June 2017
Companies House
10361505
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    Capital Tower
    91 Waterloo Road
    London
    SE1 8RT
    UNITED KINGDOM
    Phone
    +447717343069
  • Complaints Contact

    6 Ruffle House 4-14
    Shipbuilding Way
    London
    Newham
    E13 9GJ
    UNITED KINGDOM
    Phone
    +447717343069

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Hawthorn Wylie

    IRN JXW14670

    • CF1 Director (AR) (since 17 Jan 2023)
  • Lee William Mooney

    IRN LWM00016

    • CF3 Chief Executive (AR) (30 Mar 2021 to 17 May 2023)
    • CF1 Director (AR) (30 Mar 2021 to 17 May 2023)
  • Mark Travers Rhoder

    IRN MTR01024

    • CF1 Director (AR) (since 30 Nov 2017)
    • CF3 Chief Executive (AR) (since 30 Nov 2017)
  • Martin Bevis Gray

    IRN MBG01011

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (AR) (since 15 Jul 2019)
    • CF1 Director (AR) (since 22 Feb 2018)
    • CF1 Director (23 Mar 2018 to 8 Dec 2019)
  • Michael John Harwood

    IRN MJH01639

    • CF1 Director (AR) (26 Jun 2023 to 29 Feb 2024)
  • Nicholas Stephen Brown

    IRN NXB00478

    • CF3 Chief Executive (AR) (13 Dec 2023 to 13 Mar 2024)
  • Paul Stuart Jeffries

    IRN PXJ17014

    • CF3 Chief Executive (AR) (18 Jul 2019 to 26 Mar 2021)
    • CF1 Director (AR) (18 Jul 2019 to 3 Jul 2024)
  • Sebastian John Lechmere Roberts

    IRN SJL01306

    • CF1 Director (AR) (31 Mar 2021 to 17 May 2023)
  • Shirley Ann Francis

    IRN SXF00510

    • CF1 Director (AR) (since 31 Dec 2024)
  • Stephen Mark Cole

    IRN SMC01186

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (AR) (since 28 May 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 28 Nov 2017)
    • CF1 Director (16 Jun 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Jun 2017 to 30 Sep 2018)
    • CF3 Chief Executive (16 Jun 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.