Date authorised
14 March 2016
Companies House
09633411
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lloyds Building
    1 Lime Street
    London
    City Of London
    EC3M 7HA
    UNITED KINGDOM
    Phone
    +447879993184
  • Complaints Contact

    Lloyds Building
    1 Lime Street
    London
    City Of London
    EC3M 7HA
    UNITED KINGDOM
    Phone
    +447879993184

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Damien Cassin

    IRN DXC17303

    • CF1 Director (AR) (since 8 Oct 2019)
  • Keith Richard Julian

    IRN KRJ01016

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Mar 2016 to 30 Sep 2018)
    • CF3 Chief Executive (14 Mar 2016 to 8 Dec 2019)
    • CF1 Director (14 Mar 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.