M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dean John Gillespie

    IRN DJG01162

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2020)
    • CF1 Director (AR) (since 26 Nov 2019)
    • CF30 Customer (since 9 Sep 2013)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
    • [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
  • Dean John Warby

    IRN DJW00071

    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (19 Nov 2013 to 8 Dec 2019)
  • Deborah Louise Webb

    IRN DXW15734

    • Appointed representative dealing with clients for which they require qualification (1 Mar 2021 to 13 Aug 2024)
    • CF1 Director (AR) (30 Dec 2020 to 8 Aug 2024)
    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (12 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (6 Jun 2019 to 8 Dec 2019)
  • Deborah Taiwo

    IRN DXT00291

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 20 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (since 20 Feb 2023)
  • Declan Mullan

    IRN DXM02324

    • CF30 Customer (9 Sep 2013 to 31 Mar 2018)
  • Declan Mullan

    IRN DXM00414

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Manager of certification employee (since 12 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 12 Aug 2020)
    • [FCA CF] Client dealing (12 Aug 2020 to 15 Feb 2021)
  • Deirdre Anne Davies

    IRN DXD80950

    • SMF5 Head of Internal Audit (since 3 Jan 2026)
  • Denise Cummins

    IRN DXC00638

    • CF1 Director (AR) (since 22 Mar 2023)
  • Denver Kerin

    IRN DXK01811

    • CF30 Customer (6 Jun 2019 to 8 Dec 2019)
  • Derek Andrew Wilson

    IRN DAW01204

    • CF30 Customer (30 Nov 2016 to 3 Dec 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.