Date authorised
1 April 2013
Companies House
06419578
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Southampton Row
    London
    WC1B 5HA
    UNITED KINGDOM
    Phone
    +443450808500
  • Complaints Contact

    One Southampton Row
    London
    WC1B 5HA
    UNITED KINGDOM
    Phone
    +443450808500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Saulet

    IRN RXS00620

    • SMF18 Other Overall Responsibility (15 Feb 2023 to 2 Jul 2025)
    • [FCA CF] Significant management (1 Jan 2021 to 31 Oct 2025)
  • Rick Hensbergen

    IRN RXH00483

    • [FCA CF] Significant management (1 Jan 2022 to 4 Jul 2022)
  • Rina Senpurkayastha

    IRN RXS00161

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 27 Sep 2022)
  • Rob Greenfield

    IRN RXG00613

    • [FCA CF] Material risk taker (since 1 Oct 2025)
  • Robert David Newman

    IRN RXN00041

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 4 Jul 2022)
  • Robert McCarthy

    IRN RXM00612

    • [FCA CF] Material risk taker (since 1 Jul 2023)
    • [FCA CF] Significant management (1 Jan 2022 to 1 Jul 2023)
  • Robert Sharpe

    IRN RXS01367

    • SMF13 Chair of the Nominations Committee (since 25 Apr 2022)
    • SMF9 Chair of the Governing Body (since 1 Nov 2020)
  • Rodrigo Chaparro Gazzo

    IRN RXC00854

    • SMF24 Chief Operations (14 Jul 2025 to 31 Mar 2026)
  • Roger Farah

    IRN RXF01421

    • CF2 Non Executive Director (4 Feb 2014 to 6 Mar 2016)
  • Roger Noel Farah

    IRN RXF11162

    • SMF12 Chair of the Remuneration Committee (31 May 2019 to 13 Mar 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.