Date authorised
1 April 2013
Companies House
06419578
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Southampton Row
    London
    WC1B 5HA
    UNITED KINGDOM
    Phone
    +443450808500
  • Complaints Contact

    One Southampton Row
    London
    WC1B 5HA
    UNITED KINGDOM
    Phone
    +443450808500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lee Protheroe

    IRN LXP00240

    • [FCA CF] Significant management (since 1 Jan 2022)
  • Linda Hargreaves

    IRN LXH01385

    • CF11 Money Laundering Reporting (5 Mar 2010 to 15 Jul 2010)
    • CF10 Compliance Oversight (5 Mar 2010 to 15 Jul 2010)
  • Lindsay Rastrick

    IRN LXR00184

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 18 Jun 2018)
  • Louise Neesha McCarthy

    IRN LXL84338

    • [FCA CF] Material risk taker (9 Sep 2024 to 13 Jun 2025)
  • Lucinda Miller

    IRN LXM00752

    • [FCA CF] Significant management (4 Nov 2024 to 31 Mar 2026)
  • Luke Oliver Johnson

    IRN LOJ01000

    • CF2 Non Executive Director (1 Sep 2011 to 7 Oct 2014)
  • Marc Jenkins

    IRN MXJ01803

    • [FCA CF] Material risk taker (1 Jan 2021 to 30 Nov 2022)
  • Marc Page

    IRN MXP78381

    • CF1 Director (AR) (since 11 Jul 2025)
    • SMF2 Chief Finance (since 8 Nov 2024)
  • Mark Adams

    IRN MXA00598

    • [FCA CF] Manager of certification employee (8 May 2017 to 2 Feb 2024)
  • Mark Andrew Stokes

    IRN MAS01227

    • SMF18 Other Overall Responsibility (31 Jan 2020 to 30 Apr 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.