MetLife Investment Management Limited

• Principal Place of Business

  One Angel Lane

  8th Floor

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402076328100

• Complaints Contact

  One Angel Lane

  8th Floor

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442076328167

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• John Gerard Mahony

  IRN JGM01173

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Oct 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 22 Oct 2020)
  • CF11 Money Laundering Reporting (5 Aug 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (5 Aug 2019 to 8 Dec 2019)
• Jonathan Giles

  IRN JXG00760

  • [FCA CF] Client dealing (since 19 Mar 2024)
• Joseph Pollaro

  IRN JXP02404

  • SMF3 Executive Director (9 Dec 2019 to 21 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Mar 2026)
  • CF30 Customer (15 Dec 2015 to 8 Dec 2019)
  • CF1 Director (5 Oct 2015 to 8 Dec 2019)
• Joshua Harry Conrad Lauer

  IRN JXL00417

  • [FCA CF] Client dealing (24 Oct 2022 to 3 Oct 2025)
• Judith Gulotta

  IRN JXG02035

  • CF30 Customer (3 Nov 2015 to 8 Dec 2019)
  • CF1 Director (13 Feb 2015 to 25 Jun 2018)
• Jun Wang

  IRN JXW00577

  • [FCA CF] Client dealing (since 22 Jun 2021)
• Justin Anthony Eeles

  IRN JAE01019

  • [FCA CF] Client dealing (19 Mar 2024 to 30 Sep 2024)
• Katie House

  IRN KXH00402

  • [FCA CF] Client dealing (since 13 Jun 2023)
• Kevin James McGowan Clark

  IRN KXC00142

  • [FCA CF] Client dealing (since 27 Aug 2020)
• Kyle Fraser-Allen

  IRN KXF00072

  • [FCA CF] Client dealing (27 Aug 2020 to 20 Aug 2021)

No changes recorded yet.