Methodology Asset Management (UK) LLP

Date authorised
1 April 2013
Companies House
OC309761
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Clifford Street
    -
    London
    W1S 2FT
    UNITED KINGDOM
    Phone
    +4402074341900
    Web
    https://www.methodologygroup.com

  • Complaints Contact

    7 Clifford Street
    -
    London
    W1S 2FT
    UNITED KINGDOM
    Phone
    +4402074341900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Methodology Capital Management Ltd

    IRN XXM01030

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (7 Dec 2004 to 8 Dec 2019)
  • Alexis Frantz Christophe Bonnet

    IRN AFB01066

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 May 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 May 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (20 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (8 Mar 2007 to 31 Oct 2007)
    • CF4 Partner (1 Feb 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2005 to 8 Dec 2019)
    • CF3 Chief Executive (1 Feb 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Feb 2005 to 31 Oct 2007)
  • Anita Bjork Lund

    IRN ABL01026

    • SMF16 Compliance Oversight (since 28 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 May 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Nov 2011 to 8 Dec 2019)
  • Isabelle Nagot

    IRN IXN28138

    • SMF16 Compliance Oversight (since 20 May 2020)
  • Marko Pekka Lehtimaki

    IRN MXL01270

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Mar 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 Feb 2005 to 31 Oct 2007)
    • CF3 Chief Executive (1 Feb 2005 to 8 Dec 2019)
    • CF4 Partner (1 Feb 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Feb 2005 to 31 Oct 2007)
  • Rahul Nath Moodgal

    IRN RNM01017

    • CF30 Customer (17 Sep 2009 to 14 Feb 2017)
  • Ramanathan Hari Krishnan

    IRN RHK01021

    • CF21 Investment Adviser (2 Sep 2005 to 1 Aug 2007)
  • Roopak Jagdeep Shah

    IRN RJS01302

    • CF30 Customer (1 Nov 2007 to 14 Jan 2009)
    • CF21 Investment Adviser (6 May 2005 to 31 Oct 2007)
  • Vincent Patrick Marie David-Robin

    IRN VPD01002

    • CF27 Investment Management (12 Dec 2005 to 30 Mar 2007)
    • CF21 Investment Adviser (5 Dec 2005 to 30 Mar 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.