Method Investments & Advisory Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Method Investments & Advisory Ltd, 40 New Bond StreetLondonWestminsterW1S 2RXUNITED KINGDOM- Phone
- +4402034302100
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Complaints Contact
Method Investments & Advisory Ltd, 40 New Bond StreetLondonWestminsterW1S 2RXUNITED KINGDOM- Phone
- +4402034302100
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Raphael Haroun Comte
IRN RXC00492
- [FCA CF] Material risk taker (1 Apr 2022 to 30 May 2022)
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Roberto Volpe
IRN RXV00032
- [FCA CF] Material risk taker (since 9 Dec 2019)
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Rocco Maccarone
IRN RXM00330
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2023)
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Rosario Carlo Rizzo
IRN RCR01051
- CF30 Customer (1 Nov 2007 to 31 Mar 2011)
- CF27 Investment Management (20 Sep 2005 to 31 Oct 2007)
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Serena Francesca Polini
IRN SXP02201
- CF30 Customer (10 Oct 2014 to 1 Dec 2014)
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Sidhraj Bapodra
IRN SXB02244
- CF30 Customer (24 Mar 2011 to 23 Nov 2012)
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Simone Cestari
IRN SXC00393
- [FCA CF] Material risk taker (since 9 Dec 2019)
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Stefano Bonadeo
IRN SXB02779
- CF30 Customer (25 Nov 2013 to 6 Dec 2019)
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Stefano Paschetto
IRN SXP01200
- CF30 Customer (1 Aug 2011 to 12 Jan 2012)
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Stefano Perotto
IRN SXP00304
- [FCA CF] Material risk taker (since 9 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Waveguide Services Limited (no longer appointed)
FRN 621630 · Appointed 22 Apr 2014 · Until 22 Sep 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.