Method Investments & Advisory Ltd

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FRN: 208692
Date authorised: 1 April 2013
Companies House: 04316140
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Method Investments & Advisory Ltd, 40 New Bond Street

London

Westminster

W1S 2RX

UNITED KINGDOM

Phone

+4402034302100

Web

https://www.methodinv.com
Complaints Contact

Method Investments & Advisory Ltd, 40 New Bond Street

London

Westminster

W1S 2RX

UNITED KINGDOM

Phone

+4402034302100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David Bakstein
IRN DXB01614
- CF30 Customer (12 Nov 2012 to 18 Jul 2014)
Davide Scapuzzi
IRN DXS00327
- [FCA CF] Material risk taker (since 9 Dec 2019)
Deborah Lotito
IRN DXL01133
- CF21 Investment Adviser (28 Apr 2003 to 30 Jul 2004)
Dimitris Athanassopoulos
IRN DXA01315
- CF30 Customer (19 Jan 2011 to 30 Sep 2013)
Dimitris Metaxas-Tricardos
IRN DXM01597
- CF30 Customer (1 Feb 2012 to 11 May 2015)
Efrem Giorgio Locarno
IRN EGL01024
- CF30 Customer (30 Apr 2012 to 20 Apr 2015)
Elisa Bianchi
IRN EXB01295
- [FCA CF] Client dealing (since 19 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 30 Dec 2020)
- CF1 Director (18 Dec 2014 to 8 Dec 2019)
- CF30 Customer (14 Feb 2012 to 30 Dec 2020)
Elisabetta Volonterio
IRN EXV01060
- CF30 Customer (12 May 2015 to 6 Dec 2019)
Ellias Nimo Preko
IRN EXP01037
- CF21 Investment Adviser (3 Oct 2002 to 16 Oct 2006)
Enrico Del Bel Belluz
IRN EXD01368
- CF30 Customer (7 Jun 2016 to 13 Mar 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

One's Initiative Limited (no longer appointed)
FRN 663599 · Appointed 5 Jan 2015 · Until 3 Nov 2021
FP Advisory Ltd (no longer appointed)
FRN 621629 · Appointed 22 Apr 2014 · Until 2 Oct 2014
Waveguide Services Limited (no longer appointed)
FRN 621630 · Appointed 22 Apr 2014 · Until 22 Sep 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.