Meteor Asset Management Limited

Date authorised
1 April 2013
Companies House
05712610
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24/25 The Shard,
    32 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402079041010
    Web
    https://www.meteoram.com

  • Complaints Contact

    24/25
    The Shard
    32 London Bridge Street
    London
    Southwark
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402079041010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Leonard Simpson

    IRN JLS00055

    • CF1 Director (AR) (since 6 Apr 2016)
  • John Stewart Ross

    IRN JXR01537

    • CF2 Non Executive Director (27 Feb 2007 to 28 Oct 2008)
  • Justine Edwards

    IRN JXE01338

    • CF30 Customer (12 Apr 2011 to 13 Jan 2012)
  • Kevin Alan Snell

    IRN KAS01044

    • CF4 Partner (AR) (30 Oct 2012 to 20 Jan 2014)
  • Mark James Barge

    IRN MJB01276

    • CF1 Director (AR) (9 Dec 2008 to 25 Mar 2013)
  • Matthew George White

    IRN MGW01107

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (30 May 2012 to 8 Dec 2019)
    • CF1 Director (AR) (22 Jun 2011 to 2 Sep 2013)
    • CF30 Customer (28 Jul 2010 to 27 Sep 2012)
  • Paul Andrew Carter

    IRN PAC01334

    • CF30 Customer (3 Jul 2013 to 20 Jan 2014)
    • CF4 Partner (AR) (25 Jun 2013 to 20 Jan 2014)
  • Paul David Fox

    IRN PDF01016

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Jan 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Jan 2025)
    • CF10 Compliance Oversight (12 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Oct 2010 to 8 Dec 2019)
  • Philip Edwin Saunders

    IRN PES01083

    • CF1 Director (AR) (27 Feb 2007 to 22 Sep 2009)
    • CF1 Director (27 Feb 2007 to 28 May 2012)
  • Raymond Oxford and Asquith

    IRN RBA01033

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (AR) (22 Jun 2011 to 2 Sep 2013)
    • CF2 Non Executive Director (11 Nov 2009 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.