METCALF MOAT IFA LIMITED

• Principal Place of Business

  3 Victoria Works

  6 Fairway

  Petts Wood

  Orpington

  BR5 1EG

  UNITED KINGDOM

  Phone

  +441689891919

  Web

  https://www.metcalfmoat.co.uk

• Complaints Contact

  3 Victoria Works

  6 Fairway

  Petts Wood

  Orpington

  BR5 1EG

  UNITED KINGDOM

  Phone

  +441689891919

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice and buy to let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Colin Anthony Moat

  IRN CAM00001

  • CF2 Non Executive Director (30 Jul 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 17 Jun 2019)
  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (6 Jan 2006 to 31 Mar 2009)
  • Responsible for Insurance Mediation (6 Jan 2006 to 30 Sep 2018)
  • CF1 Director (6 Jan 2006 to 30 Jul 2019)
• Gareth Owain Lewis

  IRN GOL00002

  • CF21 Investment Adviser (6 Jan 2006 to 15 Dec 2006)
• John Mark Riley

  IRN JMR00060

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Jun 2025)
  • Responsible for Insurance Distribution (24 Jun 2019 to 6 Dec 2023)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Jan 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (6 Jan 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Jan 2006 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Jan 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)
• Lee Taylor

  IRN LXT01118

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jul 2025)
  • Responsible for Insurance Distribution (since 12 Dec 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (15 Jun 2010 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)
• Stuart Knight

  IRN SCK00004

  • CF24 Pension Transfer Specialist (6 Jan 2006 to 1 Jun 2006)

No changes recorded yet.