Date authorised
1 April 2013
Companies House
OC373244
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Panos Eliades Franklin & Co
    Olympia House
    Armitage Road
    London
    Barnet
    NW11 8RQ
    UNITED KINGDOM
    Phone
    +442072808873
  • Complaints Contact

    Panos Eliades Franklin & Co
    Olympia House
    Armitage Road
    London
    Barnet
    NW11 8RQ
    UNITED KINGDOM
    Phone
    +442076045750

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Spencer Brodie

    IRN JXB06250

    • CF30 Customer (19 Sep 2018 to 31 Dec 2019)
    • CF1 Director (AR) (19 Sep 2018 to 31 Dec 2019)
  • James Young

    IRN JDY01010

    • CF1 Director (AR) (4 Dec 2021 to 13 Dec 2023)
    • CF30 Customer (4 Dec 2021 to 13 Dec 2023)
  • Jason Jai Rajah

    IRN JXR79925

    • CF30 Customer (24 Aug 2020 to 7 Oct 2022)
  • Jason William Horatio Proctor

    IRN JWP01073

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • CF1 Director (AR) (24 Aug 2018 to 3 Feb 2025)
    • CF30 Customer (24 Aug 2018 to 3 Feb 2025)
    • CF3 Chief Executive (AR) (24 Aug 2018 to 3 Feb 2025)
  • Jean-Francois Louis Marie Legoux

    IRN JXL15423

    • CF30 Customer (3 Jun 2019 to 31 Dec 2020)
    • CF1 Director (AR) (3 Jun 2019 to 20 Feb 2020)
  • Jeremy Paul

    IRN JXP01524

    • CF30 Customer (22 Feb 2016 to 17 May 2017)
    • CF1 Director (AR) (22 Feb 2016 to 17 May 2017)
  • Jiahao Chen

    IRN JXC03235

    • CF3 Chief Executive (AR) (12 Jul 2018 to 31 Oct 2018)
    • CF30 Customer (12 Jul 2018 to 31 Oct 2018)
    • CF1 Director (AR) (12 Jul 2018 to 31 Oct 2018)
  • Jiandu(Nick) Wang

    IRN JXW02184

    • CF30 Customer (27 Sep 2017 to 30 Jun 2018)
    • CF1 Director (AR) (27 Sep 2017 to 30 Jun 2018)
    • CF3 Chief Executive (AR) (27 Sep 2017 to 30 Jun 2018)
  • John Alexander Thompson

    IRN JAT01178

    • CF30 Customer (22 Feb 2019 to 11 Dec 2020)
    • CF3 Chief Executive (AR) (22 Feb 2019 to 11 Dec 2020)
    • CF1 Director (AR) (22 Feb 2019 to 11 Dec 2020)
  • John Andrew Bohill

    IRN JAB01230

    • CF2 Non Executive Director (AR) (9 Apr 2020 to 3 Feb 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.