Merlin Partners LLP

Date authorised
1 April 2013
Companies House
OC317265
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Jermyn Street
    London
    SW1Y 6JD
    UNITED KINGDOM
    Phone
    +4402078393500
    Web
    https://www.merlinpartnersllp.com

  • Complaints Contact

    90 Jermyn Street
    London
    SW1Y 6JD
    UNITED KINGDOM
    Phone
    +4402078393500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Matthew Clarke

    IRN SMC01127

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Mar 2025)
    • SMF16 Compliance Oversight (since 3 Mar 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Oct 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (31 May 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (31 May 2006 to 8 Dec 2019)
    • CF4 Partner (31 May 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 May 2006 to 8 Dec 2019)
  • Stephen Thor Foss

    IRN STF01005

    • CF30 Customer (29 Jan 2015 to 16 Nov 2018)
  • TIMOTHY JAMES Dainton

    IRN TJD01049

    • [FCA CF] Manager of certification employee (since 9 Feb 2025)
    • [FCA CF] Client dealing (since 9 Feb 2025)
    • [FCA CF] Significant management (since 9 Feb 2025)
  • Tareen Carmichael

    IRN TXH01145

    • CF30 Customer (17 May 2016 to 31 Aug 2017)
    • CF1 Director (AR) (17 May 2016 to 31 Aug 2017)
    • CF3 Chief Executive (AR) (17 May 2016 to 31 Aug 2017)
  • Timothy Gary Franklin

    IRN TXF01040

    • CF4 Partner (AR) (13 Aug 2010 to 7 Jan 2011)
    • CF30 Customer (13 Aug 2010 to 7 Jan 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.