Date authorised
1 April 2013
Companies House
OC317265
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Jermyn Street
    London
    SW1Y 6JD
    UNITED KINGDOM
    Phone
    +4402078393500
  • Complaints Contact

    90 Jermyn Street
    London
    SW1Y 6JD
    UNITED KINGDOM
    Phone
    +4402078393500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • FIONA ELIZABETH HENNESSY STUBBS

    IRN FEH01007

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Dec 2021)
    • CF30 Customer (9 May 2019 to 8 Dec 2019)
  • Frederick Edward Elkin Mocatta

    IRN FEM01025

    • CF30 Customer (26 Feb 2013 to 19 Jul 2013)
  • Henry Ferguson Poole

    IRN HXP00329

    • [FCA CF] Client dealing (since 1 Oct 2025)
  • Isobel Jill Masterton-Hume

    IRN IJM01106

    • CF30 Customer (30 Sep 2015 to 21 Oct 2016)
  • James Thornton Nisbet

    IRN JTN01006

    • CF30 Customer (29 Oct 2009 to 11 Mar 2011)
  • Jerome Anthony Keen

    IRN JAK01049

    • [FCA CF] Client dealing (since 22 Jan 2024)
  • John Henry Clarke

    IRN JHC01133

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • SMF27 Partner (since 29 Jul 2025)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (21 Mar 2014 to 8 Dec 2019)
  • Jonathan Christopher Watts

    IRN JCW01249

    • CF30 Customer (9 Mar 2018 to 29 Nov 2018)
    • CF1 Director (AR) (9 Mar 2018 to 29 Nov 2018)
  • Jonathan Luke Henry Goodhart

    IRN JLG01039

    • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
    • CF21 Investment Adviser (31 May 2006 to 31 Oct 2007)
  • Kelley Renee Myers

    IRN KRM01036

    • CF30 Customer (24 May 2016 to 30 Nov 2017)
    • CF1 Director (AR) (24 May 2016 to 30 Nov 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.