MERCER RISK MANAGEMENT LIMITED

• Principal Place of Business

  1 Tower Place West

  Tower Place

  London

  City Of London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +442076266000

  Web

  https://www.mercer.com/en-gb/

• Complaints Contact

  1 Tower Place West

  Tower Place

  London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +442076266000

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Geordie Cox

  IRN GXC00136

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Sep 2025)
• Helen Victoria Prior

  IRN HVS01007

  • [FCA CF] Manager of certification employee (25 Mar 2021 to 31 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (30 Apr 2015 to 8 Dec 2019)
• Hemmo Sietze Kees Hemmes

  IRN HSH01030

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Nov 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 22 Nov 2021)
  • CF30 Customer (30 Apr 2015 to 8 Dec 2019)
• Herman Roelof Bril

  IRN HRB01037

  • CF1 Director (30 Apr 2015 to 31 May 2016)
• Howard Brindle

  IRN HXB01379

  • SMF3 Executive Director (since 1 Apr 2026)
  • [FCA CF] Significant management (12 Dec 2025 to 31 Mar 2026)
  • [FCA CF] Manager of certification employee (1 Aug 2023 to 31 Mar 2026)
  • [FCA CF] Material risk taker (8 Dec 2022 to 31 Mar 2026)
• Ingrid Veronica Gonzalez

  IRN IXG00038

  • [FCA CF] Significant management (since 12 Dec 2025)
  • [FCA CF] Material risk taker (since 24 Jul 2025)
  • [FCA CF] Material risk taker (9 Dec 2020 to 8 Dec 2022)
• Issam Dinani

  IRN IXD00061

  • [FCA CF] Client dealing (since 27 Jul 2021)
• JONATHAN ALAN ROE

  IRN JAR01245

  • [FCA CF] Client dealing (10 Jun 2024 to 31 Dec 2025)
• Jakob Joost Jarno Bostelaar

  IRN JXB00284

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Aug 2023)
• James David Tomlin

  IRN JDT01106

  • CF30 Customer (10 Sep 2016 to 16 Aug 2019)

• Lincoln Pensions Limited (no longer appointed)

  FRN 767683 · Appointed 19 Dec 2016 · Until 9 Jan 2019 · Tied agent

No changes recorded yet.