Date authorised
1 April 2013
Companies House
01501613
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    521 King Street
    Stoke-on-Trent
    Staffordshire
    ST3 1HD
    UNITED KINGDOM
    Phone
    +4401782315181
  • Complaints Contact

    521 King Street
    Stoke-on-Trent
    Staffordshire
    ST3 1HD
    UNITED KINGDOM
    Phone
    +441782315181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Joesph Drakeley

    IRN AXD00279

    • [PRA CF] Key function holder (1 Mar 2020 to 1 Oct 2022)
  • Frederick William Mullock

    IRN FWM01012

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Hayley Louise Aktas

    IRN HXA00062

    • [FCA CF] Significant management (since 1 Jan 2020)
  • Jamie Hopwood

    IRN JXH00416

    • [FCA CF] Client dealing (since 1 Jan 2020)
  • Julie Drakeley

    IRN JXD00280

    • [FCA CF] Client dealing (since 1 Jan 2020)
  • Paul William Mullock

    IRN PXM00291

    • [FCA CF] Significant management (since 1 Jan 2020)
  • Ronald Anthony Clacher

    IRN RAC01206

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Oct 2005 to 8 Dec 2019)
  • Susan Mullock

    IRN SXM01943

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.