Mediobanca - Banca Di Credito Finanziario S.P.A.

• Principal Place of Business

  62 Buckingham Gate

  London

  SW1E 6AJ

  UNITED KINGDOM

  Phone

  +442030369500

  Web

  https://www.mediobanca.com

• Complaints Contact

  62 Buckingham Gate

  London

  SW1E 6AJ

  UNITED KINGDOM

  Phone

  +442030369500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• PIER FRANCESCO Prodani

  IRN PXP00293

  • [FCA CF] Client dealing (since 2 Feb 2023)
• RICHARD ROWLAND Blennerhassett

  IRN RRB01029

  • [FCA CF] Manager of certification employee (since 1 Jul 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• RYAN Sinnott

  IRN RXS00480

  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 13 Dec 2022)
• SAMUELE LUCHETTI

  IRN SXL00942

  • [FCA CF] Client dealing (since 9 Mar 2026)
• SAUMESH DUTTA

  IRN SXD00074

  • [FCA CF] Client dealing (since 10 Apr 2024)
• STACY DILAN PAUL Jansz

  IRN SDJ01048

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
• STEVEN MARK KITCHING

  IRN SXK00211

  • [FCA CF] Significant management (since 22 Jun 2020)
• Sara Comune

  IRN SXC54728

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Aug 2023)
  • SMF16 Compliance Oversight (since 3 Aug 2023)
• Thomas Bateman

  IRN TXB47230

  • [FCA CF] Client dealing (since 24 Oct 2024)
• UMBERTO Belloni

  IRN UXB01067

  • [FCA CF] Client dealing (since 9 Dec 2019)

No changes recorded yet.