Date authorised
12 October 2016
Companies House
OC402437
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Great Pulteney Street
    London
    W1F 9LT
    UNITED KINGDOM
    Phone
    +442079521788
  • Complaints Contact

    25 Great Pulteney Street
    London
    W1F 9LT
    UNITED KINGDOM
    Phone
    +442079521788

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Grainger

    IRN DXG01865

    • CF30 Customer (12 Oct 2016 to 31 Dec 2017)
    • CF4 Partner (12 Oct 2016 to 31 Dec 2017)
  • Francesco De Rubertis

    IRN FXD01170

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (12 Oct 2016 to 17 Nov 2017)
    • CF11 Money Laundering Reporting (12 Oct 2016 to 17 Nov 2017)
    • CF10 Compliance Oversight (12 Oct 2016 to 17 Nov 2017)
    • CF4 Partner (12 Oct 2016 to 8 Dec 2019)
  • Giles Johnstone-Scott

    IRN GXJ00174

    • SMF16 Compliance Oversight (since 30 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jan 2025)
  • Giovanni Mariggi

    IRN GXM10546

    • SMF27 Partner (since 28 Apr 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Jan 2019 to 8 Dec 2019)
  • Giovanni Pericolini

    IRN GXP00143

    • SMF27 Partner (since 30 Jan 2025)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Giuseppe Zocco

    IRN GXZ01018

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (11 Apr 2018 to 8 Dec 2019)
  • Jonathan Edwards

    IRN JXE10547

    • CF30 Customer (21 Jan 2019 to 8 Dec 2019)
  • Kevin Stuart Johnson

    IRN KSJ01024

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • CF30 Customer (12 Oct 2016 to 8 Dec 2019)
    • CF4 Partner (12 Oct 2016 to 8 Dec 2019)
  • Michele Naeva Eliane Ollier Bauer

    IRN MXO01656

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (12 Oct 2016 to 8 Dec 2019)
  • Nicholas Williams

    IRN NXW00207

    • SMF27 Partner (since 30 Jan 2025)
    • [FCA CF] Client dealing (since 1 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.