Medics Financial Services Limited

• Principal Place of Business

  Tamworth Enterprise Centre

  Philip Dix House

  Corporation Street

  Tamworth

  Staffordshire

  B79 7DN

  UNITED KINGDOM

  Phone

  +440182753310

  Web

  https://www.medicswealth.com

• Complaints Contact

  Tamworth Enterprise Centre

  Philip Dix House

  Corporation Street

  Tamworth

  Staffordshire

  B79 7DN

  UNITED KINGDOM

  Phone

  +440182753310

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Clive Douglas Webb

  IRN CDW00024

  • CF30 Customer (1 Nov 2007 to 31 Jul 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Daniel Howard Mitton

  IRN DHM00015

  • [FCA CF] Client dealing (14 Feb 2023 to 2 Jun 2023)
  • CF30 Customer (1 Nov 2007 to 16 Nov 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Elliot Bolt

  IRN EXB00072

  • [FCA CF] Functions requiring qualifications (1 Dec 2023 to 31 Mar 2026)
  • [FCA CF] Client dealing (1 Dec 2020 to 31 Mar 2026)
• Howard Gary Mitton

  IRN HGM00003

  • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Feb 2008)
  • CF10 Compliance Oversight (1 Dec 2001 to 29 Feb 2008)
  • CF1 Director (1 Dec 2001 to 29 Feb 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Ian Orbart

  IRN IXO01034

  • CF30 Customer (1 Nov 2007 to 12 Jan 2012)
  • CF22 Investment Adviser (Trainee) (1 Sep 2007 to 31 Oct 2007)
• Ian Robert William Yeomans

  IRN IRY00002

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • SMF3 Executive Director (since 19 Dec 2019)
  • CF30 Customer (1 Oct 2017 to 8 Dec 2019)
• John Benjamin Barker

  IRN JBB00012

  • CF11 Money Laundering Reporting (14 Mar 2008 to 31 Jan 2014)
  • CF30 Customer (1 Nov 2007 to 2 Jan 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jan 2014)
  • CF1 Director (1 Dec 2001 to 31 Jan 2014)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Leigh Philip Kent

  IRN LPK00002

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • Responsible for Insurance Mediation (14 Feb 2014 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (14 Feb 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Mar 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Millie Shae Bolt

  IRN MXL00448

  • [FCA CF] Client dealing (1 Sep 2022 to 8 Aug 2024)
• Rebecca Barrett

  IRN RXB00888

  • [FCA CF] Client dealing (since 28 Dec 2023)

No changes recorded yet.