Date authorised
1 April 2013
Companies House
SC359705
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    50 Inverleith Row
    Edinburgh
    Midlothian
    EH3 5PX
    UNITED KINGDOM
    Phone
    +4401315386068
  • Complaints Contact

    50 Inverleith Row
    Edinburgh
    EH3 5PX
    UNITED KINGDOM
    Phone
    +4407802224392

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cameron Rennie

    IRN CXR01748

    • SMF3 Executive Director (12 Mar 2021 to 13 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2023)
    • CF30 Customer (4 May 2016 to 8 Dec 2019)
  • Edward Raymond Morgan

    IRN ERM01006

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (17 May 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 May 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 May 2010 to 8 Dec 2019)
    • CF1 Director (17 May 2010 to 8 Dec 2019)
  • Mary Josephine Morgan

    IRN MJM01457

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • CF1 Director (17 May 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.