MEDICAL INVESTMENT & ADVISORY SERVICES LLP

• Principal Place of Business

  First floor

  98 high street

  Godalming

  Surrey

  GU7 1DW

  UNITED KINGDOM

  Phone

  +4401483428929

  Web

  https://www.medinvest.co.uk

• Complaints Contact

  First floor

  98 high street

  Godalming

  Surrey

  GU7 1DW

  UNITED KINGDOM

  Phone

  +4401483428929

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew John Rowland

  IRN AJR00104

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF11 Money Laundering Reporting (28 May 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (28 May 2013 to 8 Dec 2019)
  • CF4 Partner (28 May 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (28 May 2013 to 30 Sep 2018)
  • CF30 Customer (28 May 2013 to 8 Dec 2019)
• Elizabeth Rowland

  IRN AXR23106

  • SMF27 Partner (since 15 Jun 2020)
• Elizabeth Susan West

  IRN ESW00001

  • SMF27 Partner (9 Dec 2019 to 22 Mar 2021)
  • CF4 Partner (28 May 2013 to 8 Dec 2019)
• Ian Trevor Coley

  IRN ITC00006

  • CF30 Customer (28 May 2013 to 1 Feb 2018)
  • CF4 Partner (28 May 2013 to 1 Feb 2018)
• John Anthony West

  IRN JAW00022

  • CF4 Partner (28 May 2013 to 30 Apr 2016)
• Sandra Rose D'Arcy

  IRN SXD13625

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • CF30 Customer (17 Apr 2019 to 8 Dec 2019)
• Stuart Williamson

  IRN SXW00027

  • CF4 Partner (28 May 2013 to 30 Apr 2016)
• Susan Margaret Williamson

  IRN SMW00009

  • CF4 Partner (28 May 2013 to 30 Apr 2016)

No changes recorded yet.