MEDICAL ASSURANCE BUREAU (MIDLANDS) LIMITED

• Principal Place of Business

  3 Cromwell Crescent

  Worcester

  Worcestershire

  WR5 2JW

  UNITED KINGDOM

  Phone

  +441905930670

  Web

  https://www.medicalassurancebureau.co.uk

• Complaints Contact

  3 Cromwell Crescent

  Worcester

  Worcestershire

  WR5 2JW

  UNITED KINGDOM

  Phone

  +441905930670

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Fraser Holland

  IRN AFH01061

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • Responsible for Insurance Distribution (since 8 Jun 2022)
  • SMF16 Compliance Oversight (since 9 Jan 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jan 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (1 Nov 2012 to 8 Dec 2019)
  • CF30 Customer (25 May 2012 to 8 Dec 2019)
• Michael Leach

  IRN MXL01624

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (3 Aug 2010 to 8 Dec 2019)
• Robert Thomas Savage

  IRN RTS00006

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Dec 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 3 Dec 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 8 Jun 2022)
  • CF11 Money Laundering Reporting (3 Aug 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Aug 2010 to 8 Dec 2019)
  • CF30 Customer (3 Aug 2010 to 21 Dec 2012)
  • CF1 Director (3 Aug 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Aug 2010 to 30 Sep 2018)
• Sarah Jane Holland

  IRN SJH01565

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (4 Dec 2014 to 8 Dec 2019)
• Susan Savage

  IRN SXS02538

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (3 Aug 2010 to 8 Dec 2019)

No changes recorded yet.