Date authorised
1 April 2013
Companies House
02404421
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    City Of London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442072875054
  • Complaints Contact

    20 MidTown
    20 Procter Street
    London
    WC1V 6NX
    UNITED KINGDOM
    Phone
    +442072875054

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Codrington

    IRN AXC03373

    • Director of firm who is not a certification employee or a SMF manager (31 Aug 2023 to 11 Dec 2025)
  • Andrew James Allen

    IRN AJA01140

    • CF1 Director (14 Jan 2005 to 31 Dec 2014)
  • Boyd Adam Harvey

    IRN BAH01070

    • SMF3 Executive Director (9 Dec 2019 to 8 Nov 2022)
    • CF1 Director (29 May 2008 to 8 Dec 2019)
  • Duncan Fraser

    IRN DXF00123

    • Director of firm who is not a certification employee or a SMF manager (since 31 Aug 2023)
  • Gavin J Taylor

    IRN GJT01039

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (AR) (4 Apr 2022 to 8 Feb 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Sep 2023)
    • Responsible for Insurance Mediation (21 Jul 2010 to 30 Sep 2018)
    • CF1 Director (21 Jul 2010 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 14 Jul 2010)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Graham John McKean

    IRN GJM00063

    • CF2 Non Executive Director (9 May 2007 to 3 Oct 2013)
  • Lisa Jane Marsden

    IRN LJM01141

    • [FCA CF] Significant management (12 Sep 2023 to 18 Jan 2024)
    • Director of firm who is not a certification employee or a SMF manager (5 Sep 2023 to 12 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2023)
    • CF1 Director (29 May 2008 to 8 Dec 2019)
  • Richard Julian Moore

    IRN RJM01323

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Sabine Coignard

    IRN SXC03182

    • Director of firm who is not a certification employee or a SMF manager (since 14 Jan 2026)
  • William Michael Andrews

    IRN WXA00082

    • Director of firm who is not a certification employee or a SMF manager (5 Sep 2023 to 30 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.