Date authorised
1 April 2013
Companies House
03642459
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Shore Lines Building
    Shore Road
    Birkenhead
    Wirral
    Merseyside
    CH41 1AU
    UNITED KINGDOM
    Phone
    +4401516504300
  • Complaints Contact

    2 Shore Lines Building
    Shore Road
    Birkenhead
    Merseyside
    CH41 1AU
    UNITED KINGDOM
    Phone
    +4401516504343

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pamela Baker

    IRN PXB02650

    • CF29 Significant management (16 Jul 2018 to 9 Oct 2019)
  • Paul Byrne

    IRN PXB01951

    • CF1 Director (7 May 2009 to 31 Dec 2011)
  • Peter Gerard Bennett

    IRN PGB01110

    • CF1 Director (3 Jul 2008 to 12 Jul 2010)
    • CF29 Significant management (3 Jul 2008 to 12 Jul 2010)
    • CF28 Systems and controls (3 Jul 2008 to 12 Jul 2010)
  • Richard Bradshaw

    IRN RXB02466

    • CF29 Significant management (29 Jun 2015 to 21 Jun 2018)
    • Responsible for Insurance Mediation (29 Jun 2015 to 21 Jun 2018)
  • Richard Vasey

    IRN RXV00006

    • [FCA CF] Significant management (21 Sep 2020 to 5 Dec 2023)
  • Robert Andrew Clay-Parker

    IRN RAG01112

    • CF1 Director (29 May 2009 to 22 Nov 2019)
  • Robert John Charles Burridge

    IRN RJB01484

    • SMF3 Executive Director (9 Dec 2019 to 7 Jan 2020)
    • CF1 Director (25 Feb 2009 to 8 Dec 2019)
  • Robin Edward Plaster

    IRN REP01038

    • CF1 Director (14 Jan 2005 to 14 Nov 2008)
  • Russell Oliver Smith

    IRN ROS01017

    • [FCA CF] Significant management (since 21 Sep 2020)
    • CF28 Systems and controls (15 Apr 2014 to 8 Dec 2019)
  • Sean Nolan

    IRN SXN00153

    • [FCA CF] Manager of certification employee (12 May 2021 to 30 Sep 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.