Date authorised
1 April 2013
Companies House
03642459
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Shore Lines Building
    Shore Road
    Birkenhead
    Wirral
    Merseyside
    CH41 1AU
    UNITED KINGDOM
    Phone
    +4401516504300
  • Complaints Contact

    2 Shore Lines Building
    Shore Road
    Birkenhead
    Merseyside
    CH41 1AU
    UNITED KINGDOM
    Phone
    +4401516504343

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hywel Lyndon Williams

    IRN HLW01019

    • SMF3 Executive Director (9 Dec 2019 to 4 Apr 2022)
    • CF1 Director (1 May 2007 to 8 Dec 2019)
  • Ian Baldwin

    IRN IXB01243

    • CF1 Director (11 May 2011 to 31 Jan 2012)
    • CF29 Significant management (20 Feb 2009 to 31 Jan 2012)
    • CF28 Systems and controls (20 Feb 2009 to 31 Jan 2012)
  • Ian Martin Turnick

    IRN IMT01030

    • SMF3 Executive Director (9 Dec 2019 to 9 Sep 2021)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Jacqueline Ann Goodman

    IRN JAG01222

    • Responsible for Insurance Distribution (4 Apr 2022 to 6 Dec 2023)
    • SMF1 Chief Executive (4 Apr 2022 to 6 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 4 Apr 2022)
    • CF1 Director (19 Apr 2006 to 8 Dec 2019)
  • Jake Lyon

    IRN JXL02242

    • [FCA CF] Significant management (since 21 Sep 2020)
    • CF29 Significant management (25 May 2017 to 8 Dec 2019)
  • James Kennedy Bush

    IRN JXB02803

    • CF1 Director (20 Jan 2012 to 2 May 2017)
  • Jenni Hunt

    IRN JXH00024

    • [FCA CF] Significant management (21 Sep 2020 to 28 Aug 2024)
  • John Flaherty

    IRN JXF01645

    • CF29 Significant management (27 Jul 2011 to 20 Nov 2013)
  • Jolyon Wong

    IRN JXW00475

    • [FCA CF] Significant management (7 Apr 2021 to 23 Aug 2024)
  • Jon Barrie

    IRN JXB00824

    • [FCA CF] Significant management (since 5 Aug 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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