Date authorised
1 April 2013
Companies House
03642459
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Shore Lines Building
    Shore Road
    Birkenhead
    Wirral
    Merseyside
    CH41 1AU
    UNITED KINGDOM
    Phone
    +4401516504300
  • Complaints Contact

    2 Shore Lines Building
    Shore Road
    Birkenhead
    Merseyside
    CH41 1AU
    UNITED KINGDOM
    Phone
    +4401516504343

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karl Fletcher

    IRN KXF01190

    • CF1 Director (1 May 2009 to 1 May 2009)
  • Kate Hughes

    IRN KXH01899

    • [FCA CF] Significant management (since 17 Feb 2022)
    • CF29 Significant management (2 Aug 2018 to 8 Dec 2019)
  • Lee Robert Pennington

    IRN LRP01044

    • [FCA CF] Significant management (21 Sep 2020 to 13 May 2021)
  • Liam Devaney

    IRN LXD28292

    • SMF3 Executive Director (28 Apr 2020 to 4 Apr 2022)
  • Louise Clare Edwards

    IRN LXE00028

    • [FCA CF] Significant management (22 Sep 2020 to 13 Dec 2023)
  • Louise Edwards clare

    IRN LXE00027

    • [FCA CF] Significant management (12 Jan 2021 to 13 Jan 2021)
  • Marie Belmar

    IRN MXB03369

    • [FCA CF] Significant management (12 Jan 2021 to 2 Nov 2021)
    • CF29 Significant management (2 Mar 2015 to 8 Dec 2019)
  • Martin John Vine

    IRN MJV01041

    • CF1 Director (2 Feb 2007 to 31 Mar 2014)
  • Michael Finnan

    IRN MXF00232

    • [FCA CF] Manager of certification employee (12 May 2021 to 23 Aug 2024)
  • Michael Sharman

    IRN MXS03830

    • CF1 Director (13 May 2015 to 28 Dec 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.