Date authorised
1 April 2013
Companies House
04673347
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st floor 14 Waterloo Place
    London
    SW1Y 4AR
    UNITED KINGDOM
    Phone
    +4402079682762
  • Complaints Contact

    1st floor 14 Waterloo Place
    London
    SW1Y 4AR
    UNITED KINGDOM
    Phone
    +4402079682762

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ishminder Singh Alg

    IRN ISA01030

    • [FCA CF] Client dealing (since 20 Feb 2023)
  • Jacob Finnila

    IRN JXF00160

    • [FCA CF] Client dealing (since 6 Nov 2020)
  • Jiwan Puar

    IRN JXP13771

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
    • CF30 Customer (11 Apr 2019 to 8 Dec 2019)
  • John Kouloumbrides

    IRN JXK00806

    • [FCA CF] Client dealing (6 Jun 2025 to 16 Oct 2025)
  • Joshua Hardoon Adulayavichit

    IRN JXH00784

    • [FCA CF] Client dealing (29 Dec 2021 to 23 Aug 2024)
  • Karina Borregaard Juncher

    IRN KBC01019

    • CF30 Customer (1 Nov 2007 to 26 Feb 2010)
    • CF23 Corporate Finance Adviser (19 May 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (19 May 2005 to 26 Feb 2010)
    • CF10 Compliance Oversight (19 May 2005 to 26 Feb 2010)
  • Marc Guisnel

    IRN MXG00454

    • [FCA CF] Client dealing (11 Mar 2022 to 24 Nov 2023)
  • Matthew Wright

    IRN MXW00859

    • [FCA CF] Client dealing (11 Jun 2024 to 31 Jan 2026)
  • Mika Petteri Galkin

    IRN MPG01055

    • CF30 Customer (1 Nov 2007 to 14 Apr 2008)
    • CF23 Corporate Finance Adviser (5 Dec 2006 to 31 Oct 2007)
  • Morgan Hammans

    IRN MXH01121

    • [FCA CF] Client dealing (27 Nov 2023 to 13 Apr 2024)

Recent activity

Updates to this firm's record on the FCA register.

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