Date authorised
1 April 2013
Companies House
01171712
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1
    Northside Business Park
    York Road
    Malton
    North Yorkshire
    YO17 6TB
    UNITED KINGDOM
    Phone
    +4401653697055
  • Complaints Contact

    Unit 1
    Northside Business Park
    York Road
    Malton
    North Yorkshire
    YO17 6TB
    UNITED KINGDOM
    Phone
    +4401653697055

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Duncan William Cowen

    IRN DXC08034

    • CF1 Director (AR) (since 7 Nov 2018)
  • Garry Davies

    IRN GXD12139

    • SMF3 (AR) Executive Director function (since 1 Mar 2023)
    • Responsible for Insurance Distribution (since 25 Nov 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF3 (AR) Executive Director function (15 Sep 2020 to 1 Dec 2024)
    • CF1 Director (17 May 2019 to 8 Dec 2019)
  • Karen Angela Osborne

    IRN KXO26425

    • SMF3 Executive Director (8 Apr 2020 to 15 Oct 2021)
  • Paul Foster Platt

    IRN PFP01014

    • CF3 Chief Executive (14 Jan 2005 to 1 Feb 2008)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 1 Feb 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Feb 2008)
  • Philippa Farthing

    IRN PXF00156

    • SMF3 Executive Director (28 Jan 2022 to 22 Jul 2022)
  • Sarah Leah McClarron

    IRN SLM01086

    • SMF3 Executive Director (9 Dec 2019 to 3 Dec 2025)
    • CF1 Director (14 Feb 2008 to 8 Dec 2019)
  • Scott Jenkins

    IRN SXJ00014

    • SMF3 (AR) Executive Director function (since 12 Jan 2021)
  • Sean Charles McClarron

    IRN SCM01108

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (15 Sep 2020 to 1 Dec 2024)
    • CF8 Apportionment and Oversight (14 Feb 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Feb 2008 to 30 Sep 2018)
    • CF1 Director (14 Feb 2008 to 8 Dec 2019)
    • CF28 Systems and controls (14 Feb 2008 to 8 Dec 2019)
    • CF29 Significant management (14 Feb 2008 to 8 Dec 2019)
  • Simon Tonks

    IRN SXT00774

    • CF1 Director (AR) (since 20 Mar 2025)
  • Terence George Ridsdale

    IRN TGR01023

    • CF1 Director (14 Jan 2005 to 1 Feb 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.