Date authorised
1 April 2013
Companies House
NI049105
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    17 Pennybridge Industrial Estate
    Ballymena
    County Antrim
    BT42 3HB
    UNITED KINGDOM
    Phone
    +4402825653053
  • Complaints Contact

    17 Pennybridge Industrial Estate
    Ballymena
    County Antrim
    BT42 3HB
    UNITED KINGDOM
    Phone
    +4402825653053

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony james Adler

    IRN AJA01148

    • SMF3 Executive Director (since 10 Apr 2026)
    • Responsible for Insurance Distribution (since 10 Apr 2026)
  • Charles Joseph McConnell

    IRN CJM01291

    • SMF3 Executive Director (9 Dec 2019 to 26 Mar 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Mar 2026)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jan 2005 to 9 Mar 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Johann Nathan Davey

    IRN JXD80996

    • SMF3 Executive Director (since 10 Apr 2026)
  • Shaw McCarroll

    IRN SXM01975

    • SMF3 Executive Director (9 Dec 2019 to 26 Mar 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Mar 2026)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jan 2005 to 9 Mar 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.