MC Wealth Management (UK) Limited

• Principal Place of Business

  Suites C, D, E & F 14th Floor The Plaza

  100 Old Hall Street

  Liverpool

  Merseyside

  L3 9QJ

  UNITED KINGDOM

  Phone

  +441512552300

  Web

  https://www.mitchellcharlesworth.co.uk/services/wealth-management/

• Complaints Contact

  Suites C,D,E & F 14th Floor The Plaza

  100 Old Hall Street

  Liverpool

  Merseyside

  L3 9QJ

  UNITED KINGDOM

  Phone

  +441512552300

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alison Jayne Lavelle

  IRN AJL01132

  • CF1 Director (4 Feb 2015 to 29 Nov 2018)
• David Darlington

  IRN DXD01184

  • CF1 Director (4 Feb 2015 to 30 Jun 2017)
• David John Antonia

  IRN DJA01118

  • Responsibility for MCD Intermediation (12 Dec 2016 to 30 Jun 2017)
  • Responsible for Insurance Mediation (4 Feb 2015 to 30 Jun 2017)
  • CF1 Director (4 Feb 2015 to 30 Jun 2017)
  • CF11 Money Laundering Reporting (4 Feb 2015 to 30 Jun 2017)
  • CF10 Compliance Oversight (4 Feb 2015 to 30 Jun 2017)
• David John Frangleton

  IRN DJF01116

  • SMF3 Executive Director (9 Dec 2019 to 22 Oct 2021)
  • CF1 Director (4 Feb 2015 to 8 Dec 2019)
• Jonathan Henry Leatherbarrow

  IRN JXL00057

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 12 Oct 2021)
  • [FCA CF] Functions requiring qualifications (since 12 Oct 2021)
• Michael John Buxton

  IRN MXB00781

  • Director of firm who is not a certification employee or a SMF manager (since 22 Oct 2021)
• Michael John Wall

  IRN MJW01324

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF1 Director (26 Oct 2017 to 8 Dec 2019)
  • CF30 Customer (4 Feb 2015 to 8 Dec 2019)
• Paul Nigel Wainwright

  IRN PNW01024

  • [FCA CF] Significant management (9 Dec 2019 to 15 Jun 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Jun 2022)
  • SMF3 Executive Director (9 Dec 2019 to 15 Jun 2022)
  • CF1 Director (4 Feb 2015 to 8 Dec 2019)
• Philip Leslie Griffiths

  IRN PLG01042

  • [FCA CF] Significant management (since 26 Jul 2022)
  • [FCA CF] Manager of certification employee (since 26 Jul 2022)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 1 Mar 2017)
  • Responsible for Insurance Mediation (17 Aug 2017 to 30 Sep 2018)
  • CF10 Compliance Oversight (1 Mar 2017 to 8 Dec 2019)
  • CF1 Director (1 Mar 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Mar 2017 to 8 Dec 2019)
• Richard William Penn

  IRN RWP01071

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (26 Oct 2017 to 8 Dec 2019)
  • CF30 Customer (4 Feb 2015 to 8 Dec 2019)

No changes recorded yet.