Maxey Grounds & Co LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Credit Brokering
Debt Negotiation
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- · Limited to debt adjusting excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".
Debt Advice
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- · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".
Credit Score Services
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- · This permission is limited to not carrying out credit repair services

Senior staff personally approved by the FCA to hold their roles here.

Alan Faulkner
IRN AXF02024
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (6 Sep 2016 to 8 Dec 2019)
John Rawson Maxey
IRN JRM01326
- SMF27 Partner (9 Dec 2019 to 31 Dec 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2025)
- CF4 Partner (6 Sep 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (6 Sep 2016 to 8 Dec 2019)
Paula Angela Vanessa Clarke
IRN PXC18123
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (30 Aug 2019 to 8 Dec 2019)
Shirley Ann Pollard
IRN SAP01144
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (6 Sep 2016 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.