Maven Capital Partners UK LLP

• Principal Place of Business

  Maven Capital Partners UK LLP

  Kintyre House

  209 West George Street

  Glasgow

  Glasgow City

  G2 2LW

  UNITED KINGDOM

  Phone

  +441413067400

  Web

  https://www.mavencp.com

• Complaints Contact

  Maven Capital Partners UK LLP

  Kintyre House

  209 West George Street

  Glasgow

  Glasgow City

  G2 2LW

  UNITED KINGDOM

  Phone

  +4401413067400

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Graham Hall

  IRN GXH00073

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
• Graham Welsh

  IRN GAW01056

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
• Harry Christie Staples

  IRN HXS00351

  • [FCA CF] Client dealing (14 Feb 2023 to 29 Feb 2024)
• Helen Louise Cox

  IRN HLC01016

  • CF11 Money Laundering Reporting (28 Sep 2016 to 8 Aug 2018)
  • CF10 Compliance Oversight (28 Sep 2016 to 8 Aug 2018)
• James Caplan

  IRN JXC01248

  • [FCA CF] Client dealing (13 Oct 2023 to 8 Mar 2024)
• James Darlington

  IRN JXD02544

  • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2024)
  • CF30 Customer (9 Feb 2018 to 8 Dec 2019)
• James Michael Fraser

  IRN JMF01196

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2020)
  • CF30 Customer (31 Aug 2018 to 8 Dec 2019)
• James Rosthorn

  IRN JXR00154

  • [FCA CF] Client dealing (9 Dec 2019 to 24 May 2024)
• Jenny Linney

  IRN JXH02773

  • [FCA CF] Client dealing (since 29 Jul 2025)
• Jeremy Simon Harrison Thompson

  IRN JST01077

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Feb 2018 to 8 Dec 2019)

• TMR Strategic LLP (no longer appointed)

  FRN 542603 · Appointed 31 Mar 2016 · Until 4 Jul 2016

No changes recorded yet.