Maurice Macdonald Associates

Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Melville St
    Edinburgh
    Midlothian
    EH3 7NS
    UNITED KINGDOM
    Phone
    +4407718905618

  • Complaints Contact

    10 Melville St
    Edinburgh
    Midlothian
    EH3 7NS
    UNITED KINGDOM
    Phone
    +447718905618

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maurice Joseph MacDonald

    IRN MJM00011

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Apr 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Apr 2026)
    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 13 Apr 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 May 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 May 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (27 May 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.