Masroor Alam

Date authorised
1 December 2020
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Hollycroft Close
    Sipson
    West Drayton
    UB7 0JJ
    UNITED KINGDOM
    Phone
    +4407973744757
    Web
    https://www.smartfinancialservices.co.uk

  • Complaints Contact

    15 Hollycroft Close
    Sipson
    West Drayton
    UB7 0JJ
    UNITED KINGDOM
    Phone
    +4407973744757

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jay Sureshbhai Patel

    IRN JXP00518

    • Appointed representative dealing with clients for which they require qualification (27 Oct 2021 to 15 Apr 2023)
  • Kamleshkumar Babubhai Patel

    IRN KXP00342

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
  • Masroor Alam

    IRN MXA00019

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • Sole trader dealing with clients for which they require qualification (since 1 Dec 2020)
    • [FCA CF] CASS oversight function (1 Dec 2020 to 9 Jan 2024)
    • [FCA CF] Client dealing (1 Dec 2020 to 9 Jan 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Kamlesh Patel (no longer appointed)

    FRN 411569 · Appointed 10 Sep 2021 · Until 11 Aug 2023

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.