Mashreqbank psc

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 2 limitations Hide limitations
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

John James Mills
IRN JXM00967
- SMF16 Compliance Oversight (since 25 Nov 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Aug 2022)
Khalid Abdulla Shaikh
IRN KAS01136
- CF10 Compliance Oversight (3 Mar 2010 to 29 Oct 2013)
Malik Abdul Samee Sohail
IRN MAS01471
- CF10 Compliance Oversight (28 Apr 2011 to 30 Aug 2013)
- CF11 Money Laundering Reporting (28 Apr 2011 to 30 Aug 2013)
Mohsin Aziz
IRN MXA01746
- CF8 Apportionment and Oversight (23 Apr 2007 to 31 Mar 2009)
- CF3 Chief Executive (23 Apr 2007 to 30 Apr 2013)
- CF10 Compliance Oversight (23 Apr 2007 to 3 Mar 2010)
Robert Henry Garai
IRN RHG01031
- CF10 Compliance Oversight (7 Jul 2015 to 27 Nov 2015)
- CF11 Money Laundering Reporting (7 Jul 2015 to 27 Nov 2015)
Robert Jonathan Dollery
IRN RJD01123
- SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 31 Jan 2024)
- CF3 Chief Executive (2 Jan 2014 to 6 Mar 2016)
Shoaib Kalim Bajwa
IRN SKB01076
- CF10 Compliance Oversight (23 Dec 2009 to 28 Feb 2011)
- CF11 Money Laundering Reporting (23 Dec 2009 to 28 Feb 2011)
Tarek Ahmed El Nahas
IRN TXE77123
- SMF7 Group Entity Senior Manager (23 Apr 2020 to 25 Nov 2020)
Vincent Stewart Holley
IRN VXH00062
- SMF16 Compliance Oversight (11 Aug 2022 to 25 Nov 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.