Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Vincent Lane
    Chesterfield
    Derbyshire
    S40 3RA
    UNITED KINGDOM
    Phone
    +4407976797195
  • Complaints Contact

    9 Vincent Lane
    Chesterfield
    Derbyshire
    S40 3RA
    UNITED KINGDOM
    Phone
    +4407976797195

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bernard Ambler

    IRN BXA00020

    • CF4 Partner (1 Dec 2001 to 1 Nov 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Nov 2004)
  • Cynthia Ann Ambler

    IRN CAA00010

    • CF4 Partner (1 Dec 2001 to 31 Jul 2008)
  • Martin Ambler

    IRN MXA00072

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jul 2008)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2005)
    • CF4 Partner (1 Dec 2001 to 31 Jul 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Phillip Ambler

    IRN PXA00026

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.