Date authorised
1 April 2013
Companies House
01507274
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Tower Place West
    Tower Place
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073571000
  • Complaints Contact

    1 Tower Place West
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073572238

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Colraine

    IRN TXC01270

    • SMF12 Chair of the Remuneration Committee (5 Jan 2021 to 31 Mar 2025)
    • SMF13 Chair of the Nominations Committee (5 Jan 2021 to 31 Mar 2025)
    • SMF10 Chair of the Risk Committee (5 Jan 2021 to 11 Aug 2022)
    • SMF9 Chair of the Governing Body (5 Jan 2021 to 31 Mar 2025)
    • CF2 Non Executive Director (AR) (1 Apr 2020 to 31 Mar 2025)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 11 Jun 2021)
    • CF2 Non Executive Director (1 Sep 2018 to 8 Dec 2019)
  • Thomas McDonald

    IRN TXM00645

    • [FCA CF] Significant management (26 Mar 2025 to 3 Apr 2025)
  • Thomas Pearce

    IRN TXP00265

    • [FCA CF] Significant management (since 1 Jun 2023)
  • Thomas Robert Paul Dyffort

    IRN TRD01030

    • CF1 Director (AR) (18 Mar 2022 to 15 Dec 2022)
  • Timothy Andrew Haynes

    IRN TAH01081

    • CF1 Director (AR) (23 Jan 2009 to 1 Sep 2009)
  • Timothy Scoble

    IRN TXS03568

    • [FCA CF] Significant management (since 18 Dec 2019)
  • Toby James Foster

    IRN TJF01047

    • CF1 Director (22 Jul 2005 to 2 May 2008)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 22 Jul 2005)
  • Tony Edward Sumpter Fiveash

    IRN TEF01008

    • CF1 Director (AR) (21 Feb 2022 to 24 Nov 2022)
  • Ulf Larsen

    IRN UXL01014

    • CF1 Director (12 Feb 2007 to 31 Dec 2007)
  • Victoria Catherine Davison

    IRN VCD01005

    • CF1 Director (10 Feb 2016 to 27 Jun 2017)
    • CF29 Significant management (10 Aug 2011 to 10 Feb 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.